Regulation

At MWC Group, we prioritize adherence to regulatory standards to ensure transparency, integrity, and trust in all our operations. Our commitment to compliance extends across all aspects of our business, from financial services to corporate governance. Here's an overview of the key regulations we abide by:

Commitment to Global Excellence

At MWC Group, we are dedicated to upholding the highest standards of regulatory compliance and ethical practices. Our commitment to these principles is reflected in our acquisition of multiple prestigious licenses, allowing us to offer comprehensive wealth management services across various jurisdictions. Each license we hold not only signifies our compliance with rigorous regulatory frameworks but also our dedication to providing secure and trustworthy financial services.

Our Licenses

FCA (Financial Conduct Authority) - UK

The FCA is the regulatory body in the United Kingdom responsible for overseeing financial firms and ensuring their adherence to strict standards that protect the market's integrity and the interests of consumers. Holding an FCA license allows MWC Group to offer our services with a high level of regulatory assurance and trust, ensuring that we meet the sophisticated needs of our clients with professionalism and compliance.

MWC Group UK (Reg. No. BR024616) is authorised and regulated by the Financial Conduct Authority under number FRN 973440 to carry out investment advice, portfolio management and insurance distribution. MWC Group UK is the UK branch of Manentia Wealth Consulting Group with company registration number FC039510.

Swiss Financial Services Act (FinSA)

Compliance with FinSA underscores our commitment to client protection and providing high-quality financial services. FinSA aims to improve transparency and strengthen clients' rights, ensuring that we maintain fair dealing and act in the best interest of our clients at all times.

Manentia Wealth Consulting Group AG (Swiss company registered number: CHE-116.117.306) is registered with FINMA as Insurance Broker under number 29575 and member of PolyReg/PolyAsset as Portfolio Manager.

MFSA (Malta Financial Services Authority)

As a Licensed Maltese Investment Services Company, MWC Group holds a passport to operate in any country within the European Union (namely Austria , Belgium, Bulgaria, Cyprus, Czech Republic, Finland, France, Germany, Greece, Ireland, Italy, Luxembourg, Netherlands, Norway, Poland, Portugal, Slovakia, Spain, Sweden, Slovenia and Romania). This capability enables us to provide seamless wealth management services across the EU, utilizing Malta’s robust regulatory framework that promotes market integrity and consumer protection. Our MFSA license represents our commitment to adhering to rigorous standards and ensures our clients receive a high level of security and professional service wherever they are in Europe.

Manentia Wealth Consulting AG is the parent company of Manentia Wealth Consulting Group Limited (Maltese company registered number: C80087) and licensed (MWCG-IF-15623) by the Malta Financial Services Authority (MFSA) to provide investment services as portfolio manager and to act as Enrolled Insurance Broker.

Series 65 License (Uniform Investment Adviser Law Examination) - USA

The Series 65 license, officially known as the Uniform Investment Adviser Law Examination, qualifies individuals to provide investing and general financial advice to clients in the United States. Passing this examination qualifies our professionals as Investment Advisor Representatives (IARs), ensuring they have a thorough understanding of financial planning, investment strategies, and ethical business practices. This enables them to advise clients competently on their financial investments.

Why Multiple Licenses Matter

Holding multiple licenses enhances our operational capabilities in several ways:

Broader Access and Flexibility: Multiple licenses allow us to operate across different regions, adapting to local regulations while maintaining a consistent standard of service worldwide.
Enhanced Trust and Security: By complying with various international regulations, we provide our clients with the assurance that their investments are managed securely and responsibly.
Specialized Expertise: Each licensing regime has its own set of standards and requirements. Our team’s expertise in these diverse regulatory environments equips us with unique insights and strategies tailored to our clients' specific needs.

Client-First Approach

Our regulatory framework is designed to prioritize the needs and interests of our clients. By adhering to international and local regulations, we ensure that our operations are transparent, our dealings are fair, and our advice is always in the best interest of our clients.

Get In Touch

For more information on how our regulatory standards and multiple licenses can benefit your wealth management strategy, please contact us. Our team is ready to provide personalized advice and detailed explanations of how our regulatory compliance enhances the services we provide to you.

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